This entry is part 8 of 10 in the series Going Public in Today’s Market
Going Public in Today’s Market

iling an S1 or Form 10 Registration Statement


Step 2


Once you have satisfied all of the SEC comments your registration statement will go “effective” (approval) allowing your company to be fully reporting, but not yet trading as a public company. After you have successfully completed your SEC review you will then proceed to door #2 – finding a broker dealer to sponsor your 15C2-11 submission documentation to FINRA for approval for trading your stock. This second process can take anywhere from two to six months. The FINRA process is similar to the SEC process whereas the company will receive comment letters and must respond to them until they are approved for trading on the OTCBB.


Series Navigation«Going Public in Today’s Market – Part 7Going Public in Today’s Market – Part 9»

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