At the conclusion of a successful APO transaction, a company is publicly traded and has received its PIPE (equity) funding and has a combination of individual investors and a base of institutional investors. The company has the sponsorship of an investment bank or broker dealer and working towards an exchange listing with analyst coverage. It is somewhat difficult to move a company from the OTCBB to a stock exchange such as NSADAQ or AMEX. It takes a concerted effort by the company, a sponsoring broker dealer, along with investor and public relations firms so that the company can be exposed to as many potential investors as possible. There are over 3,300 OTCBB companies trading so it takes a herculean effort to gain recognition in the marketplace. The story about the upside potential of the company’s future must be so great that it will attract many investors to buy and hold the stock.
Other posts of the serie
- Alternative Public Offering – Part 1 - May 5, 2009
- Alternative Public Offering – Part 2 - May 6, 2009
- Alternative Public Offering – Part 3 - May 7, 2009
- Alternative Public Offering – Part 4 - May 8, 2009
- Alternative Public Offering – Part 5 - May 12, 2009
- Alternative Public Offering – Part 6 - May 13, 2009
- Alternative Public Offering – Part 7 - May 14, 2009
- Alternative Public Offering – Part 8 - May 15, 2009
- Alternative Public Offering – Part 9 - May 16, 2009
- Alternative Public Offering – Part 10 (This post) - May 18, 2009
- Alternative Public Offering – Part 11 - May 19, 2009
- Alternative Public Offering – Part 12 - May 20, 2009
- Alternative Public Offering – Part 13 - May 21, 2009
- Alternative Public Offering – Part 14 - May 22, 2009
- Alternative Public Offering – Part 15 - May 25, 2009
- Alternative Public Offering – Part 16 - May 26, 2009
- Alternative Public Offering – Part 17 - May 27, 2009
- Alternative Public Offering – Part 18 - May 28, 2009
- Alternative Public Offering – Part 19 - May 29, 2009
- Alternative Public Offering – Part 20 - May 30, 2009









No user commented in " Alternative Public Offering – Part 10 "
Follow-up comment rss or Leave a TrackbackLeave A Reply